FAQ

Rockwell Automation stock is traded on the New York Stock Exchange (NYSE) under the ticker symbol ROK.

Quarterly earnings dates and results are posted on the Events & Presentations page.

September 30.

The most recently published proxy statement is available on our Annual Reports & Proxy page.

EQ Shareowner Services, the Company’s transfer agent, maintains the Company's shareowner records.

Log on to www.shareowneronline.com

for online services, including account information, change of address, transfer of shares, lost certificates, dividend payment elections and additional administrative services.

EQ Shareowner Services may also be reached at the following numbers:

• Inside the United States: 1-800-204-7800
• Outside the United States: +1-651-450-4064

Shareowner Relations Specialists are available Monday through Friday, from 7:00am to 7:00pm Central Time.

Shareowners wishing to transfer stock should reach out to EQ Shareowner Services or the broker that maintains their shares.

The declaration and payment of dividends by the Company is at the sole discretion of our Board of Directors. Normally, dividends are payable quarterly in March, June, September and December, upon authorization of the Board of Directors.

Yes, shareowners may participate in the EQ Shareowner Services Plus Plan to reinvest dividends in Company stock, have cash dividends directly deposited in their bank accounts and to deposit share certificates with the agent for safekeeping.

In addition, the program allows shareowners at their own cost to make optional cash investments in any amount from $100 to $100,000 per year or to sell all or any part of their shares held in their accounts.

For full details of the program, direct inquiries to:

EQ Shareowner Services
P.O. Box 64856
St. Paul, MN 55164-0874

800-204-7800 or 651-450-4064

www.shareowneronline.com

As a helpful service to our shareowners, we are providing a link to the NetBasis Cost Basis system

. For a fee, this tool will calculate the cost basis of your Rockwell Automation, Inc. common stock, adjusted for any corporate actions or dividend reinvestments. You will need to provide some basic information such as the dates you purchased/acquired/sold your shares and the number of shares acquired and/or sold on those dates.

If you have any questions about using NetBasis, you can call their Customer Care Call Center at 1-888-80-BASIS (1-888-802-2747) or use the Live Web Chat service once you have logged on to the NetBasis system.

Information regarding the sale to Boeing (1996) and the spin-off of Rockwell Collins (2001), Conexant (1998) and ArvinMeritor (1997) is provided below:

Rockwell Collins: On June 29, 2001, Rockwell International Corporation ("Rockwell") distributed all of the outstanding shares of Common Stock of Rockwell Collins, Inc. (“Collins”) to holders of Rockwell Common Stock.

Conexant, Boeing and ArvinMeritor: On December 31, 1998, Rockwell International Corporation ("Rockwell") distributed all of the outstanding shares of Common Stock of Conexant Systems, Inc. ("Conexant") to holders of Rockwell Common Stock.